Sebi sets up working group to review overlap between MF distributors and RIAs

Buzz line1 month ago04 mins

The Securities and Exchange Board of India (Sebi) has set up a working group to review overlaps in regulations governing mutual fund distributors (MFDs) and registered investment advisers (RIAs), as the regulator looks to streamline rules in the fast-growing advisory ecosystem. “A working group has been set up to review the extant regulatory framework of…

Sebi tightens social media norms, mandates registration disclosures

Buzz line2 months ago04 mins

Mumbai: The Securities and Exchange Board of India (Sebi) has directed all regulated entities and their agents to disclose their registered name and registration number on social media platforms, tightening transparency norms amid the surge in market-related content online. In a circular issued on Thursday, the market regulator said all intermediaries registered under Section 12…

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Sebi sets up working group to review overlap between MF distributors and RIAs